Albert G. Shilling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Gary Shilling, who also goes by A Gary Shilling, Gary Shilling, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1972. Albert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 41 and Series 00 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - July 7, 2026
A. GARY SHILLING & CO.
August 19, 2009 - August 1, 2017
REALIZED FINANCIAL, INC.
November 29, 2005 - August 1, 2017
REALIZED FINANCIAL, INC.
September 18, 1978 - October 14, 1978
TROSTER SINGER CORPORATION
September 1, 1978 - December 12, 2005
A. GARY SHILLING & CO., INC.
November 14, 1972 - May 16, 1978
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 2/18/1983
NYSE Allied Member ExaminationSeries 00
Date: 11/13/1972
General Securities Principal ExaminationCurrent Firm
A. GARY SHILLING & CO.
CRD#: 288071 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 54,353,769 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
