David D. Caviness
CAVINESS WEALTH MANAGEMENT
Dallas, TX 75248
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CRD#: 4221248
Professional summary
David Dewayne Caviness, CFP® is a registered financial advisor currently at CAVINESS WEALTH MANAGEMENT, LLC located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Education Planning
Tax Planning
Employee and Employer Plan Ben...
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/8/2011: CAVINESS WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/27/2018 - CAVINESS WEALTH MANGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR -Started 06/26/2014 - 400 Hours Per Month/4 Hours During Trading - I provide investment advisory services through Caviness Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 06/2014. I expect to spend approximately 400 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/14/2025 - Other - YouTube Partner Program - Investment Related - Home Based - Start Date:10/14/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Dewayne Caviness's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
July 14, 2014 - Present
CAVINESS WEALTH MANAGEMENT, LLC
Office #1: 15660 Dallas Parkway Suite 1425, Dallas, TX 75248RIA
CRD#: 172091
Dallas, TX
Current
September 6, 2001 - Present
LPL FINANCIAL LLC
Office #1: 15660 Dallas Parkway, Suite 1425, Dallas, TX 75248RIA
BD
CRD#: 6413
Dallas, TX
Past
February 13, 2006 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
ADDISON, TX
Past
October 31, 2000 - April 27, 2001
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/17/2021)
RR
Florida(2/17/2021)
RR
Kansas(3/14/2006)
RR
Louisiana(6/5/2012)
RR
Nebraska(8/11/2023)
RR
New Jersey(2/1/2019)
RR
Texas(10/24/2001)
IAR
Texas(7/14/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAVINESS WEALTH MANAGEMENT, LLC
CAVINESS WEALTH MANAGEMENT, LLC
CRD#: 172091 / SEC#:
Texas
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Contact information
Main Address
15660 Dallas Parkway Suite 1425, Dallas, TX 75248
Mailing Address
Phone number
(972) 499-8273
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 242 |
| AUM (Assets Under Management) | $ 52,567,474 |
Red Flags
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Company Information
CAVINESS WEALTH MANAGEMENT, LLC
CRD#: 172091Dallas, TX 75248TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
