Jeffery A. Mascio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery A Mascio, who also goes by Jeffrey A Mascio, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2001. Jeffery had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - December 31, 2014
DYNASTY CAPITAL PARTNERS, INC.
June 13, 2006 - December 31, 2016
MERIDIAN CAPITAL ADVISORS, LLC
June 8, 2004 - November 8, 2005
CITIGROUP GLOBAL MARKETS INC.
June 8, 2004 - November 8, 2005
CITIGROUP GLOBAL MARKETS INC.
April 4, 2002 - June 8, 2004
MORGAN STANLEY DW INC.
April 1, 2002 - June 8, 2004
MORGAN STANLEY DW INC.
February 1, 2001 - April 3, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DYNASTY CAPITAL PARTNERS, INC.
CRD#: 122806 / SEC#: , 8-65532
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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