Nicholas J. Rotello

7TWO

DENVER, CO 80206

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CRD#: 4220921

Professional summary

Nicholas Joseph Rotello, who also goes by Nick Rotello, is a registered financial advisor currently at 7TWO located in Denver, Colorado.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nicholas has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Rotello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

On a temporary and transitional basis, Mr. Rotello is registered both as an Investment Advisor Representative with Seven Two Partners and as an Investment Advisor Representative with SevenTwo, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joseph Rotello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

7TWO

Office #1: 100 Fillmore Street 5th Floor, Denver, CO 80206

RIA

CRD#: 328900

DENVER, CO

Past

February 4, 2025 - March 31, 2025

SEVEN TWO PARTNERS

RIA

CRD#: 297575

Denver, CO

Past

January 22, 2019 - December 31, 2024

SEVEN TWO PARTNERS

RIA

CRD#: 297575

Denver, CO

Past

September 14, 2018 - December 31, 2018

SEVEN TWO PARTNERS

RIA

CRD#: 297575

Centennial, CO

Past

March 23, 2017 - March 14, 2019

INNOVEST PORTFOLIO SOLUTIONS LLC

RIA

CRD#: 106110

DENVER, CO

Past

January 9, 2015 - December 31, 2016

SEVEN TWO PARTNERS LLC

RIA

CRD#: 155328

CENTENNIAL, CO

Past

August 18, 2000 - December 31, 2001

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/17/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

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Contact information

Main Address

100 Fillmore Street 5th Floor, Denver, CO 80206

Mailing Address

Phone number

(720) 477-7274

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 142,280,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Rotello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joseph Rotello's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEVEN TWO PARTNERS

SEVEN TWO PARTNERS

SEVEN TWO PARTNERS

INNOVEST PORTFOLIO SOLUTIONS LLC

SEVEN TWO PARTNERS LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

Primary Firm SEC Registration

7TWO

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2000

Series 6

Date: 8/17/2000

Current Firm

7TWO

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

7TWO

TRUST BUT VERIFY

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