Nicholas Joseph Rotello
Professional Summary
Nicholas Joseph Rotello, who also goes by Nick Rotello, is a registered financial advisor currently at 7TWO located in Denver, Colorado. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nicholas has worked at 5 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nick Rotello
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES
Contact Information
Main Address
100 Fillmore Street 5th Floor, Denver, CO 80206Phone Number
(720) 477-7274# of Employees
7SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
171AUM (Assets Under Management)
$230,391,190Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
7TWO | SEVENTWO, LLC | SEVENTWO LLC | SEVEN TWO, LLC | SEVEN TWO PARTNERS | DISTILLED ALTERNATIVES
State Registrations and Notice Filings
(1/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joseph Rotello's CRS (Customer Relationship Summary).
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