Jeffrey M. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Mccarthy was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 6 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - November 18, 2019
MARRAM INVESTMENT MANAGEMENT, LLC
April 16, 2007 - August 12, 2011
JEFFERIES LLC
January 14, 2005 - December 31, 2005
G2 CAPITAL MANAGEMENT, LLC
April 2, 2002 - March 13, 2003
INDEPENDENT ADVISERS GROUP CORP
January 14, 2002 - December 6, 2002
OSAIC FS, INC.
August 1, 2000 - December 31, 2001
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARRAM INVESTMENT MANAGEMENT, LLC
CRD#: 155821 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 46,203,465 |
Red Flags
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