Laura Carrera Warnock
AIF®Professional Summary
Laura Carrera Warnock, AIF®, who also goes by Laura Warnock Carrera, Laura Carrera, Laura Gray, Laura Warnock, Laura Warnock Carrera, Laura Warnock-gray, is a registered financial advisor currently at LONE PEAK ADVISERS located in Draper, Utah and TRANSITIONAL BROKER LLC located in Draper, Utah. Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Laura has worked at 9 firms and has passed the...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Laura Warnock Carrera, Laura Carrera, Laura Gray, Laura Warnock, Laura Warnock Carrera, Laura Warnock-Gray
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CARTOGRAPH WEALTH | TB ADVISERS | STONEFIELD WEALTH | PEPPERWOOD FINANCIAL | PCRA CONNECT | LONE PEAK ADVISERS, LLC | LONE PEAK ADVISERS, INC. | LONE PEAK ADVISERS | DK FINANCIAL NETWORK
Contact Information
Main Address
11650 South State Street Suite 200, Draper, UT 84020-7150Phone Number
(801) 855-8886# of Employees
8SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
905AUM (Assets Under Management)
$125,444,600Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARTOGRAPH WEALTH | TB ADVISERS | STONEFIELD WEALTH | PEPPERWOOD FINANCIAL | PCRA CONNECT | LONE PEAK ADVISERS, LLC | LONE PEAK ADVISERS, INC. | LONE PEAK ADVISERS | DK FINANCIAL NETWORK
State Registrations and Notice Filings
(5/14/2024)
(5/14/2024)
(5/3/2024)
(5/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Laura Carrera Warnock's CRS (Customer Relationship Summary).
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