AF

Angel Ferrer

IAR
RR
angel j. ferrer jr.,angel ferrer jr,angel ferrer jr.,angel ferrer jr.
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Angel Ferrer, who also goes by Angel J. Ferrer Jr., Angel Ferrer Jr, Angel Ferrer Jr., Angel Ferrer Jr., is a registered financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in Coral Gables, Florida.

Angel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Angel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
I*839268 For profit or not for profit: Entity For Profit Name of outside business organization: Ferrer Family PE Holding LLC Investment related: N Address of business: Miami, Florida, 33143 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/8/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , It is an LLC that was established solely to own private equity investments. This was established as part of our Estate Planning. The entity is owned equally by my Trust and my wife's Trust. I*835479 For profit or not for profit: Entity For Profit Name of outside business organization: Mockingbird FF1 LLC Investment related: N Address of business: Coral Gables, Florida, 33146 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 2/4/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Passive investor role - the entity will own a single asset which is a private equity investment in two Venture Capital Funds I*893310 For profit or not for profit: Entity For Profit Name of outside business organization: AVJ-MIH, LLC Investment related: N Address of business: Miami, Florida, 33176 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/16/2019 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am an equity owner (50%). This is a passive Private Equity Investment *927290 For profit or not for profit: Name of outside business organization: MIH Intrepid LLC Investment related: N Address of business: Miami, Florida, 33143 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 7/21/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This entity will own a 40 Foot Intrepid Boat. Ownership will be split evenly between me and (name). This is a single asset non-income producing entity.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (12)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Delaware (3/14/2023)
RR
District of Columbia (3/14/2023)
RR
Florida (4/18/2022)
IAR
Florida (4/19/2022)
RR
Louisiana (4/18/2022)
RR
Maryland (4/18/2022)
RR
New York (1/27/2023)
RR
North Carolina (4/18/2022)
RR
Ohio (2/1/2023)
RR
Texas (4/18/2022)
IAR
Texas (4/28/2022) RESTRICED
RR
Virginia (4/18/2022)
SRO REGISTRATIONS (9)
RR
Cboe BYX Exchange, Inc. APPROVED
RR
Cboe BZX Exchange, Inc. APPROVED
RR
Cboe EDGA Exchange, Inc. APPROVED
RR
Cboe EDGX Exchange, Inc. APPROVED
RR
Cboe Exchange, Inc. APPROVED
RR
FINRA APPROVED
RR
Investors' Exchange LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
355 Alhambra Cir Florida Pwm Cg Ii, Coral Gables, FL, 33134
4/19/2022 - Current
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
355 Alhambra Cir Florida Pwm Cg Ii, Coral Gables, FL, 33134
4/18/2022 - Current
PREVIOUS EMPLOYERS (8)
BD
CITI PRIVATE ADVISORY, LLC (#153777)
4/7/2017 - 4/20/2022
Miami, FL
RIA
CITIGROUP GLOBAL MARKETS INC. (#7059)
7/21/2011 - 4/20/2022
Miami, FL
BD
CITIGROUP GLOBAL MARKETS INC. (#7059)
1/6/2010 - 4/20/2022
Miami, FL
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
12/3/2007 - 12/14/2009
Miami, FL
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
10/3/2003 - 12/31/2005
St. Louis, MO
RIA
BANC OF AMERICA INVESTMENT SERVICES, INC. (#16361)
2/15/2001 - 9/26/2003
Miami, FL
BD
BANC OF AMERICA INVESTMENT SERVICES, INC. (#16361)
2/14/2001 - 9/26/2003
Boston, MA
BD
PERSHING LLC (#7560)
8/29/2000 - 11/27/2000
Jersey City, NJ
AF
Claim Profile

Angel Ferrer

IAR
RR
Experience: 23 years / 6 firms
CRD#: 4220368

angel.ferrer@ml.com
(305) 774-0608

Private Wealth Manager

LOCATION
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