TW

Terry Lynn Willoughby

PR
PR
terry lynn hicks,terry lynn krohn
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Terry Lynn Willoughby, who also goes by Terry Lynn Hicks, Terry Lynn Krohn, was a registered financial professional.

Terry is a previously registered financial professional and started their career in finance in 2001. Terry had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

As of 04 Aug 2015, Terry Willoughby is no longer a registered financial professional with FINRA or the SEC.

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Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (0)
FAQS
WHAT DOES BEING PREVIOUSLY REGISTERED MEAN?
WHAT IF THIS PERSON APPROACHED ME ABOUT FINANCIAL PRODUCTS AND SERVICES?
CAN A PREVIOUSLY REGISTERED FINANCIAL ADVISOR SELL ME INSURANCES OR ANNUITIES?
COULD THIS FINANCIAL ADVISOR ACTUALLY BE REGISTERED AND THE INFORMATION IS NOT SHOWING CORRECTLY?
WHAT SHOULD I REVIEW IN REGARDS TO THIS PREVIOUSLY REGISTERED FINANCIAL ADVISOR REGARDLESS OF THEIR STATUS?

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
PREVIOUS EMPLOYERS (5)
RIA
LPL FINANCIAL LLC (#6413)
2/20/2015 - 8/4/2015
Escondido, CA
BD
LPL FINANCIAL LLC (#6413)
2/20/2015 - 8/4/2015
Escondido, CA
RIA
ZIONS CAPITAL ADVISORS, INC. (#131308)
6/12/2008 - 2/20/2015
Escondido, CA
BD
ZIONS DIRECT, INC. (#17776)
5/18/2006 - 2/20/2015
Escondido, CA
BD
WAMU INVESTMENTS, INC. (#599)
2/20/2001 - 4/11/2006
San Diego, CA
TW
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Terry Lynn Willoughby

PR
PR
Experience: 23 years / 4 firms
CRD#: 4220356
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As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo

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