Kenneth David Martin
OVERVIEW
Kenneth David Martin, who also goes by Ken Martin, Kenneth David Martin Jr, Kenneth David Martin Jr., Kenneth David Martin, was a registered financial professional.
Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Sign into our membership area to review disclosures and also perform a complimentary background check on this previously registered financial professional to provide an additional layer of due diligence before receiving financial adjacent services from this previously registered financial professional. As a conflict free source of information and statistics, we hope to empower you on your decision of which financial professional to work with through our commitment to greater transparency.
Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
Advisor Information
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
Kenneth David Martin
Experience: 22 years / 2 firms
CRD#: 4220351
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
Not sure you want to work with Kenneth and thinking of a few other financial advisors to potentially work with as well?
Compare Kenneth and up to two other advisors side-by-side, just like how you would pull a Carfax report.
Planning to create a potentially life-long relationship with Kenneth?
AdvisorCheck membership to save this advisor and as many others as you would like to your dashboard.
As Featured in
