BG
Brian E. Glavin
ROBERT W. BAIRD & CO.
Danvers, MA 01923
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CRD#: 4220302
BG
Professional summary
Brian Eric Glavin is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Danvers, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Andover Youth Lacrosse, Non-Profit Youth Sports Organization, Andover, MA. VP, Board of Directors: duties are to help run the youth lacrosse organization for grades K-8. Not compensated, 5 hrs./month, not Investment Related, 09/2021. 2. Massachusetts Youth Lacrosse, Natick, MA. Girl's Select Committe Chair (09/2023) - Oversee committee that makes rules and monitors girl's youth lacrosse select teams. This is a volunteer group that helps with rules and monitoring of a youth sport. Not compensated, not investment related, 5 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Eric Glavin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Eric Glavin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2025 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 222 Rosewood Dr. Suite 520, Danvers, MA 01923RIA
BD
CRD#: 8158
Danvers, MA
Current
January 7, 2025 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 222 Rosewood Dr. Suite 520, Danvers, MA 01923RIA
BD
CRD#: 8158
Danvers, MA
Past
October 18, 2022 - January 23, 2025
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
DANVERS, MA
Past
October 18, 2022 - January 23, 2025
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
DANVERS, MA
Past
March 1, 2012 - August 2, 2022
RIVERFRONT INVESTMENT GROUP, LLC
RIA
CRD#: 146221
Andover, MA
Past
January 24, 2012 - August 1, 2022
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
November 19, 2009 - January 4, 2012
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
BOSTON, MA
Past
November 19, 2009 - January 4, 2012
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
BOSTON, MA
Past
June 13, 2008 - July 30, 2009
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
March 26, 2008 - July 30, 2009
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
PHILADELPHIA, PA
Past
July 19, 2005 - February 19, 2008
PLACEMARK INVESTMENTS, INC.
RIA
CRD#: 114680
WELLESLEY, MA
Past
June 28, 2004 - July 12, 2005
AMUNDI ASSET MANAGEMENT US, INC.
RIA
CRD#: 107719
BOSTON, MA
Past
July 15, 2002 - July 12, 2005
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
September 4, 2001 - July 5, 2002
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 30, 2000 - March 14, 2001
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/9/2025)
RR
California(1/7/2025)
RR
Colorado(1/8/2025)
RR
Connecticut(1/7/2025)
RR
Delaware(1/27/2025)
RR
District of Columbia(1/15/2025)
RR
Florida(1/8/2025)
IAR
Florida(5/13/2025)
RR
Georgia(1/8/2025)
RR
Illinois(1/9/2025)
RR
Indiana(1/8/2025)
RR
Maine(1/7/2025)
RR
Maryland(1/10/2025)
RR
Massachusetts(1/8/2025)
IAR
Massachusetts(4/23/2025)
RR
Michigan(1/24/2025)
RR
Minnesota(1/24/2025)
RR
Missouri(1/7/2025)
RR
Montana(1/9/2025)
RR
New Hampshire(1/24/2025)
RR
New Jersey(1/8/2025)
RR
New Mexico(10/7/2025)
RR
New York(1/8/2025)
RR
North Carolina(1/27/2025)
RR
Ohio(1/7/2025)
RR
Oklahoma(1/9/2025)
RR
Oregon(1/11/2025)
RR
Pennsylvania(1/8/2025)
RR
Rhode Island(1/28/2025)
RR
South Carolina(1/9/2025)
RR
Tennessee(1/10/2025)
RR
Texas(1/7/2025)
IAR
Texas(1/7/2025)
RR
Utah(1/8/2025)
RR
Vermont(1/28/2025)
IAR
Virginia(1/7/2025)
RR
Virginia(1/27/2025)
RR
Washington(1/23/2025)
RR
Wisconsin(1/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Danvers, MA 01923TRUST BUT VERIFY
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