RA

Robin C Andrew

IAR
RR
robin c eckes
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Robin C Andrew, who also goes by Robin C Eckes, is a registered financial advisor at LPL FINANCIAL LLC located in Marshfield, Wisconsin.

Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Robin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
1. 3/6/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/15/2018 - 5 Hours Per Month During Securities Trading - Life Insurance and Fixed Annuities. 2. 9/27/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 03/16/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Notary, State of Wisconsin. 3. 9/23/2020 - Financial Investors of Wisconsin - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/14/2018 - 160 Hours Per Month During Securities Trading.
Run a background check on this advisor normally 100 dollars for free
CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (4)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Minnesota (9/15/2020)
RR
North Carolina (1/3/2022)
RR
Wisconsin (2/14/2018)
IAR
Wisconsin (2/14/2018)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
LPL FINANCIAL LLC (#6413)
101 W Mcmillan Street, Suite 1b, Marshfield, WI, 54449
2/14/2018 - Current
BD
LPL FINANCIAL LLC (#6413)
101 W Mcmillan Street, Suite 1b, Marshfield, WI, 54449
2/14/2018 - Current
PREVIOUS EMPLOYERS (2)
RIA
SII INVESTMENTS, INC. (#2225)
7/19/2017 - 2/14/2018
Marshfield, WI
BD
SII INVESTMENTS, INC. (#2225)
9/19/2016 - 2/14/2018
Marshfield, WI
RA
Claim Profile

Robin C Andrew

IAR
RR
Experience: 7 years / 2 firms
CRD#: 4220147

robin.andrew@lpl.com
(715) 387-0771


LOCATION
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
Want to compare, monitor or see disclosures (and more) about this financial advisor?
Not sure you want to work with Robin and thinking of a few other financial advisors to potentially work with as well?
Compare Robin and up to two other advisors side-by-side, just like how you would pull a Carfax report. 
Planning to create a potentially life-long relationship with Robin?
AdvisorCheck membership to save this advisor and as many others as you would like to your dashboard.
Our advisor profiles are constantly updated with new regulatory information, essential comparison, critical data, graphs, charts, and more to continually improve the consumer and investor experience when working with a financial services professional.

As Featured in

As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo
As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo

© 2023 AdvisorCheck an AIMR Analytics company.  All Rights Reserved