Adam Lee Stormoen, who also goes by Adam Lee Stormeon, Adam Lee Stormocn, is a registered financial professional at CASCADIA CAPITAL, LLC located in Minneapolis, Minnesota.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CASCADIA CAPITAL, LLC (#101020)
100 South Fifth Street #2425, Minneapolis, MN, 55402
6/30/2020 - Current
PREVIOUS EMPLOYERS (4)
KROLL SECURITIES LLC (#36927)
2/16/2017 - 5/15/2020
ROTH CAPITAL PARTNERS, LLC (#15407)
7/8/2015 - 2/10/2017
Newport Beach, CA
COLLIERS SECURITIES LLC (#7477)
4/1/2010 - 6/24/2015
MCGLADREY CAPITAL MARKETS, LLC (#47639)
3/15/2004 - 3/29/2010
Costa Mesa, CA
Adam Lee Stormoen
Experience: 19 years / 5 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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