Adam L. Stormoen
Professional summary
Adam Lee Stormoen, who also goes by Adam Lee Stormeon, Adam Lee Stormocn, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in Minneapolis, Minnesota.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Lee Stormoen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2020 - Present
CASCADIA CAPITAL, LLC
Office #1: 350 N 5th Street Suite 925, Minneapolis, MN 55401February 16, 2017 - May 15, 2020
KROLL SECURITIES LLC
July 8, 2015 - February 10, 2017
ROTH CAPITAL PARTNERS, LLC
April 1, 2010 - June 24, 2015
COLLIERS SECURITIES LLC
March 15, 2004 - March 29, 2010
MCGLADREY CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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