Daniel R. Stewart

SAGEVIEW ADVISORY GROUP

EDEN PRAIRIE, MN 55344

Some features on this profile are disabled

CRD#: 4220067

Professional summary

Daniel Robert Stewart is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Eden Prairie, Minnesota and CETERA WEALTH SERVICES, LLC located in Eden Prairie, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR START DATE: 1/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES TO COMPANIES AND INDIVIDUALS; 2. NAME OF OTHER BUSINESS: GROVES LEARNING ORGANIZATION; INVESTMENT RELATED: NO; ADDRESS: 3200 HIGHWAY SOUTH SAINT LOUIS PARK, MN 55416; NATURE OF BUSINESS: NONPROFIT EDUCATIONAL ORGANIZATION; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP DEVELOPE POLICIES, EDUCATE DONORS, ASSESS FOR IMPROVEMENT, PROFESSIONAL INSIGHT, EVENT PLANNING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2022 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 6640 Shady Oak Road Suite 370, Eden Prairie, MN 55344

RIA

CRD#: 126777

EDEN PRAIRIE, MN

Current

February 11, 2022 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 6640 Shady Oak Road Suite 370, Eden Prairie, MN 55344

CRD#: 13572

Eden Prairie, MN

Past

February 21, 2017 - December 31, 2021

TRIAD ADVISORS LLC

CRD#: 25803

Golden Valley, MN

Past

December 22, 2014 - January 6, 2022

ONEDIGITAL

RIA

CRD#: 106766

GOLDEN VALLEY, MN

Past

January 28, 2014 - December 31, 2014

FINANCIAL ADVOCATES ADVISORY SERVICES

RIA

CRD#: 147786

OLYMPIA, WA

Past

January 21, 2014 - March 2, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

GOLDEN VALLEY, MN

Past

November 30, 2010 - March 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

GOLDEN VALLEY, MN

Past

July 30, 2007 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

GOLDEN VALLEY, MN

Past

August 12, 2004 - July 27, 2007

BAKER TILLY CAPITAL, LLC

CRD#: 115333

BLOOMINGTON, MN

Past

September 23, 2002 - July 22, 2004

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

October 5, 2000 - January 7, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 5, 2000 - January 7, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(2/14/2022)

IAR

Minnesota
(9/30/2022)

Wisconsin
(2/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel R. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

TRIAD ADVISORS LLC

ONEDIGITAL

FINANCIAL ADVOCATES ADVISORY SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NRP FINANCIAL, INC.

BAKER TILLY CAPITAL, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2000

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors