SW

Steven Richard Wiggins

IAR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Steven Richard Wiggins is a registered financial advisor at INDELIBLE WEALTH GROUP located in Berthoud, Colorado.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
Skills 4 Life, Non-Investment Related, 4770 Baseline Rd, 360, Boulder, CO. 80303, Pediatric Speech, Occupational and Physical Therapy, Care Coordinator, 08/2022, Appx. 60 Hrs/Mnth. Assists with administrative duties.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
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IAR
Colorado (4/13/2023)
SRO REGISTRATIONS (0)

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
RIA
INDELIBLE WEALTH GROUP (#166864)
440 Mountain Ave, Berthoud, CO, 80513
4/13/2023 - Current
PREVIOUS EMPLOYERS (2)
BD
WELLS FARGO SECURITIES, LLC (#126292)
7/1/2003 - 6/7/2012
Charlotte, NC
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
3/9/2001 - 7/1/2003
St. Louis, MO
SW
Claim Profile

Steven Richard Wiggins

IAR
Experience: 22 years / 3 firms
CRD#: 4220008


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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