SW
Steven R. Wiggins
INDELIBLE WEALTH GROUP
BERTHOUD, CO 80513
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CRD#: 4220008
SW
Professional summary
Steven Richard Wiggins is a registered financial advisor currently at INDELIBLE WEALTH GROUP located in Berthoud, Colorado.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Skills 4 Life, Non-Investment Related, 4770 Baseline Rd, 360, Boulder, CO. 80303, Pediatric Speech, Occupational and Physical Therapy, Care Coordinator, 08/2022, Appx. 60 Hrs/Mnth. Assists with administrative duties.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Richard Wiggins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2023 - Present
INDELIBLE WEALTH GROUP
Office #1: 440 Mountain Ave, Berthoud, CO 80513RIA
CRD#: 166864
BERTHOUD, CO
Past
July 1, 2003 - June 7, 2012
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
March 9, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDELIBLE WEALTH GROUP
INDELIBLE WEALTH GROUP | INDELIBLE WEALTH GROUP, LLC | INDELIBLE WEALTH GROUP LLC
CRD#: 166864 / SEC#: 801-129652
RIA
Registered Investment Advisory firm - (3/7/2024 Approved)California
Registered Investment Advisory firm - (4/10/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/11/2024 Terminated)Texas
Registered Investment Advisory firm - (3/11/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 12/30/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
IW
INDELIBLE WEALTH GROUP
INDELIBLE WEALTH GROUP | INDELIBLE WEALTH GROUP, LLC | INDELIBLE WEALTH GROUP LLC
CRD#: 166864 / SEC#: 801-129652
RIA
Registered Investment Advisory firm - (3/7/2024 Approved)California
Registered Investment Advisory firm - (4/10/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/11/2024 Terminated)Texas
Registered Investment Advisory firm - (3/11/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Berthoud, CO
Mailing Address
Po Box 747, Berthoud, CO 80513
Phone number
(970) 532-5842
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 139,172,069 |
Red Flags
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Company Information
INDELIBLE WEALTH GROUP
CRD#: 166864Berthoud, CO 80513TRUST BUT VERIFY
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