WK

William Kohn

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

William Kohn is a registered financial advisor at RBC CAPITAL MARKETS, LLC located in Stillwater, Minnesota.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. William has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
(1) STILLWATER AREA HOCKEY ASSOCIATION; ADDRESS: 1675 MARKET DRIVE, SUITE B STILLWATER, MN 55082; BUSINESS DESCRIPTION: HOCKEY ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 09/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: INITIATION DIRECTOR- SIGN NEW KIDS UP FOR HOCKEY; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) STILLWATER AREA FOUNDATION; ADDRESS: 1809 NORTHWESTERN AVE, STILLWATER, MN 55082; BUSINESS DESCRIPTION: THE STILLWATER AREA FOUNDATION IS OPERATED BY A VOLUNTEER BOARD OF DIRECTORS THAT INCLUDES COMMUNITY; NOT INVESTMENT RELATED; START DATE: 11/14/2016; CAPACITY: OTHER-MY POSITION IS 1 OF 13 BOARD MEMBERS, I DO NOT HOLD A CHAIRMAN'S LEVEL POSITION; DUTIES: AS A BOARD WE FOCUS EFFORTS ON PROVIDING FUNDING IN THE AREAS OF EDUCATION, HUMAN SERVICES, THE ARTS, CIVIC PROJECTS, YOUTH, AND THE ENVIRONMENT, AS WELL AS FOSTERING THE CULTURE OF PHILANTHROPY; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE. (3) NAME OF ENTITY: Kohn Family Cabin LLC ADDRESS: 1929 Summer Street Falcon Heights, MN 55113 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family Cabin CAPACITY: Other - LLC Member START DATE: 9/30/2021 DUTIES: General Maintenance on the weekends HOURS DEVOTED PER MONTH: .5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (47)
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RR
Alabama (10/17/2014)
RR
Alaska (1/7/2019)
RR
Arizona (6/1/2004)
RR
California (1/21/2004)
RR
Colorado (10/17/2014)
RR
Delaware (12/12/2008)
RR
District of Columbia (5/30/2014)
RR
Florida (6/1/2004)
RR
Georgia (6/1/2004)
RR
Idaho (5/29/2020)
RR
Illinois (6/1/2004)
RR
Indiana (10/17/2014)
RR
Iowa (10/17/2014)
RR
Kansas (10/17/2014)
RR
Kentucky (6/1/2004)
RR
Louisiana (6/1/2004)
RR
Maryland (1/4/2012)
RR
Massachusetts (10/17/2014)
RR
Michigan (6/1/2004)
RR
Minnesota (10/25/2000)
IAR
Minnesota (11/19/2013)
RR
Mississippi (10/17/2014)
RR
Missouri (6/1/2004)
RR
Montana (7/26/2019)
RR
Nebraska (10/17/2014)
RR
Nevada (10/17/2014)
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New Hampshire (10/17/2014)
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New Jersey (6/1/2004)
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New York (10/17/2014)
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North Carolina (10/20/2014)
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North Dakota (10/17/2014)
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Ohio (10/20/2014)
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Oklahoma (8/25/2015)
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Oregon (3/9/2023)
RR
Pennsylvania (10/17/2014)
RR
Rhode Island (3/30/2006)
RR
South Carolina (10/17/2014)
RR
South Dakota (10/17/2014)
RR
Tennessee (10/17/2014)
RR
Texas (6/1/2004)
IAR
Texas (3/30/2017) RESTRICED
RR
Utah (5/26/2015)
RR
Virginia (10/17/2014)
RR
Washington (6/1/2004)
RR
West Virginia (10/17/2014)
RR
Wisconsin (6/1/2004)
RR
Wyoming (6/1/2004)
SRO REGISTRATIONS (22)
RR
BOX Exchange LLC APPROVED
RR
Cboe BYX Exchange, Inc. APPROVED
RR
Cboe BZX Exchange, Inc. APPROVED
RR
Cboe C2 Exchange, Inc. APPROVED
RR
Cboe EDGA Exchange, Inc. APPROVED
RR
Cboe EDGX Exchange, Inc. APPROVED
RR
Cboe Exchange, Inc. APPROVED
RR
FINRA APPROVED
RR
Investors' Exchange LLC APPROVED
RR
Long-Term Stock Exchange, Inc. APPROVED
RR
MEMX LLC APPROVED
RR
MIAX PEARL, LLC APPROVED
RR
NYSE American LLC APPROVED
RR
NYSE Arca, Inc. APPROVED
RR
NYSE Chicago, Inc. APPROVED
RR
NYSE National, Inc. APPROVED
RR
Nasdaq BX, Inc. APPROVED
RR
Nasdaq GEMX, LLC APPROVED
RR
Nasdaq ISE, LLC APPROVED
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Nasdaq PHLX LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
RBC CAPITAL MARKETS, LLC (#31194)
350 N. Main Street Suite 106, Stillwater, MN, 55082-7055
6/13/2002 - Current
BD
RBC CAPITAL MARKETS, LLC (#31194)
350 N. Main Street Suite 106, Stillwater, MN, 55082-7055
9/26/2000 - Current
PREVIOUS EMPLOYER (0)
WK
Claim Profile

William Kohn

IAR
RR
Experience: 23 years / 1 firms
CRD#: 4219954


LOCATION
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