Jennifer A. Jank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Anne Jank was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2000. Jennifer had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2017 - October 27, 2017
DOWLING & YAHNKE, LLC
June 4, 2010 - February 2, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 1, 2010 - February 2, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 18, 2009 - May 26, 2010
EQUITABLE ADVISORS, LLC
May 4, 2009 - May 26, 2010
EQUITABLE ADVISORS, LLC
May 2, 2001 - January 10, 2002
UBS FINANCIAL SERVICES INC.
September 15, 2000 - May 9, 2001
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOWLING & YAHNKE, LLC
CRD#: 107672 / SEC#: 801-29274
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,834 |
| AUM (Assets Under Management) | $ 6,113,330,197 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
