Jeffrey B. Davis
Professional summary
Jeffrey Bruce Davis, who also goes by Jeff Davis, is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Bruce Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2024 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206., New York, NY 10005June 2, 2016 - April 30, 2024
E1 ASSET MANAGEMENT, INC.
January 2, 2014 - June 8, 2016
GARDEN STATE SECURITIES, INC.
July 18, 2012 - January 23, 2014
MOMENTUM INDEPENDENT NETWORK INC.
April 11, 2008 - July 19, 2012
PHD CAPITAL
August 13, 2001 - April 15, 2008
E1 ASSET MANAGEMENT, INC.
August 16, 2000 - August 10, 2001
PHD CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2024)
(5/29/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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