SG

Sean Anthony Garcia

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Sean Anthony Garcia is a registered financial advisor at RAYMOND JAMES & ASSOCIATES, INC. located in St. Petersburg, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sean has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
Florida (7/11/2019)
IAR
Florida (7/12/2019)
SRO REGISTRATIONS (5)
RR
FINRA APPROVED
RR
NYSE American LLC APPROVED
RR
Nasdaq PHLX LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
RAYMOND JAMES & ASSOCIATES, INC. (#705)
880 Carillon Parkway, St. Petersburg, FL, 33716
7/12/2019 - Current
BD
RAYMOND JAMES & ASSOCIATES, INC. (#705)
880 Carillon Parkway, St. Petersburg, FL, 33716
7/11/2019 - Current
PREVIOUS EMPLOYERS (2)
RIA
T. ROWE PRICE ADVISORY SERVICES, INC. (#108958)
9/8/2006 - 7/10/2019
Tampa, FL
BD
T. ROWE PRICE INVESTMENT SERVICES, INC. (#8348)
11/30/2000 - 7/10/2019
Tampa, FL
SG
Claim Profile

Sean Anthony Garcia

IAR
RR
Experience: 23 years / 3 firms
CRD#: 4219822


LOCATION
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
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As featured in Financial Planning
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