RA
Renee C. Albrecht
J. W. COLE ADVISORS
Red Hook, NY 12571
Some features on this profile are disabled
CRD#: 4219770
RA
Professional summary
Renee Cheri Albrecht, who also goes by Renee Cheri Albrecht, Renee Sheri Albrecht, Renee Papineau, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Red Hook, New York and J.W. COLE FINANCIAL, INC. located in Red Hook, New York.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Renee has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renee Cheri Albrecht | Renee Sheri Albrecht | Renee Papineau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA - Valley Investment Planning Services, Inc.; investment related; owner/director - start date 1/4/2021; 7405 South Broadway, Red Hook, NY 12571; run the office, meet with clients, etc. This is a longtime DBA for financial practice that just incorporated; 160 hours per month; 97 hours during trading.
2)ARKKC Holdings LLC; not investment related; owner - start date 12/29/2020; 47 Grace Lane Pleasant Valley, NY 12569; rental property; 4 hours per month, 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Renee Cheri Albrecht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 7405 South Broadway, Red Hook, NY 12571RIA
CRD#: 112294
Red Hook, NY
Current
October 5, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 7405 South Broadway, Red Hook, NY 12571BD
CRD#: 124583
Red Hook, NY
Past
April 13, 2007 - October 12, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RED HOOK, NY
Past
March 12, 2001 - April 27, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
RED HOOK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2019)
RR
Connecticut(10/5/2017)
RR
Florida(10/5/2017)
RR
Kentucky(3/11/2021)
RR
Massachusetts(10/5/2017)
RR
Nevada(10/5/2017)
RR
New Jersey(10/5/2017)
RR
New York(10/5/2017)
IAR
New York(3/30/2021)
RR
North Carolina(10/5/2017)
RR
Ohio(10/5/2017)
RR
Pennsylvania(10/5/2017)
RR
South Carolina(10/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
