Simon Nikolas Rupard
IAR
RR
OVERVIEW
Simon Nikolas Rupard, CFP is a registered financial advisor at AMERIPRISE FINANCIAL SERVICES, LLC located in Portland, Oregon.
Simon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Simon has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
Advisor Information
CREDENTIALS (1)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (23)
RR
Alaska (3/14/2013)RR
Arizona (3/14/2013)RR
California (3/14/2013)RR
Connecticut (10/6/2020)RR
Florida (4/26/2022)RR
Hawaii (3/14/2013)RR
Idaho (3/14/2013)RR
Illinois (3/1/2023)RR
Indiana (8/9/2019)RR
Massachusetts (2/17/2022)RR
Nevada (7/3/2019)RR
New Hampshire (1/23/2020)RR
New Jersey (2/5/2018)RR
New Mexico (3/14/2013)RR
New York (9/13/2021)RR
North Carolina (3/14/2013)RR
Oregon (3/14/2013)RR
Pennsylvania (3/14/2013)RR
South Carolina (3/14/2013)RR
Texas (7/30/2018)IAR
Texas (8/7/2018) RESTRICEDRR
Vermont (3/12/2021)RR
Washington (3/14/2013)SRO REGISTRATIONS (1)
RR
FINRA APPROVED
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
Simon Nikolas Rupard
IAR
RR
Experience: 23 years / 4 firms
CRD#: 4219760
Simon.N.Rupard@ampf.com
(503) 595-9020
Financial Advisor
LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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