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Michael M. Bohlmann

CREATIS CAPITAL LLC
Cape Elizabeth, ME 04107
Some features on this profile are disabled
CRD#: 4219731
MB

Professional summary


Michael Maxim Bohlmann is a registered financial professional currently at CREATIS CAPITAL LLC located in Cape Elizabeth, Maine.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Maxim Bohlmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 17, 2014 - Present

CREATIS CAPITAL LLC

Office #1: 23 Salt Spray Lane, Cape Elizabeth, ME 04107
BD
CRD#: 131986
Cape Elizabeth, ME
Past

October 17, 2013 - March 24, 2014

CAIS CAPITAL LLC

BD
CRD#: 154512
NEW YORK, NY
Past

July 15, 2009 - August 7, 2013

HEDGE HARBOR INC.

BD
CRD#: 44324
NEW YORK, NY
Past

July 11, 2007 - April 9, 2009

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 28, 2006 - July 11, 2007

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

August 31, 2004 - August 3, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 11, 2003 - July 20, 2004

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

June 21, 2002 - July 14, 2003

ZURICH CAPITAL MARKETS SECURITIES, INC.

BD
CRD#: 42399
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2014)
RR
Florida
(3/6/2015)
RR
Illinois
(5/7/2024)
RR
Maine
(1/24/2022)
RR
New Jersey
(11/2/2015)
RR
New York
(6/17/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CC
CREATIS CAPITAL LLC
CREATIS CAPITAL LLC | THE GEMINI SECURITIES GROUP LLC | NORTHWINDS ADVISORS LLC

CRD#: 131986 / SEC#: , 8-66533

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107
Mailing Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107
Phone number
(646) 535-0328
Established
Illinois since 07/18/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CREATIS LLCDIRECT OWNER
BOHLMANN, MICHAEL MAXIMCEO & CHIEF COMPLIANCE OFFICER4219731
NIXON, JON ALANFINOP4710715

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CREATIS CAPITAL LLC

CRD#: 131986Cape Elizabeth, ME 04107

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