DC

Douglas E Connolly

IAR
PR
doug edward connolly,douglas edward connolly
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Douglas E Connolly, who also goes by Doug Edward Connolly, Douglas Edward Connolly, is a registered financial advisor at TAYLOR FRIGON CAPITAL MANAGEMENT LLC located in Scottsdale, Arizona.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
Name: Telos Design, LLC Investment Related?: No Address: Scottsdale, AZ Nature: Online Jewelry Position: My wife owns it and I occasionally help out. I have no official capacity. Start date: Approx 12/2019 Hours/Month: 1-2 Hours/Month during Trading: 0 Duties: Assist in making jewelry/fulfilling orders. Name: Boyd LaRosa, LLC Investment Related?: Yes...real estate, not securities Address: Scottsdale, AZ Nature: Real Estate Position: Manager/Member Start date: Started investing in RE is 2013, LLC formed approx. 2014 Hours/Month: 5-10 Hours/Month during Trading: 2 Duties: Directly invest in real estate. Make decisions on residential real estate purchases and management. We currently own 5 properties, but have outsourced the direct property management (3) Name: Arizonation Investment Related?: No Address: Scottsdale, AZ Nature: Retail Position: Owner Start date: 5/2021 Hours/Month: 0 Hours/Month during Trading: 0 Duties: No current activity. This was a business that made and sold t-shirts. (4) Name: Homestead LLC Investment Related?: Yes Address: Chandler, AZ Nature: Real estate. It owns raw land in Northern Arizona. Position: Owner Start date: 5/2021 Hours/Month: 2 Hours/Month during Trading: 1 Duties: Minimal duties, we are planning on using it as a vacation home in the future.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
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IAR
Arizona (4/27/2022)
SRO REGISTRATIONS (0)

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
RIA
TAYLOR FRIGON CAPITAL MANAGEMENT LLC (#142617)
18835 N. Thompson Peak Pkwy Suite C-215, Scottsdale, AZ, 85255
4/27/2022 - Current
PREVIOUS EMPLOYERS (8)
RIA
CHARLES SCHWAB & CO., INC. (#5393)
9/28/2018 - 12/7/2021
Phoenix, AZ
BD
CHARLES SCHWAB & CO., INC. (#5393)
9/28/2018 - 12/7/2021
Phoenix, AZ
RIA
NEXT FINANCIAL GROUP, INC. (#46214)
3/29/2018 - 5/2/2018
Tempe, AZ
BD
NEXT FINANCIAL GROUP, INC. (#46214)
3/7/2018 - 5/2/2018
Tempe, AZ
RIA
CONNOLLY ASSET MANAGEMENT, LLC (#172095)
8/14/2014 - 3/23/2018
Scottsdale, AZ
RIA
WRP INVESTMENTS, INC. (#7365)
8/14/2013 - 7/9/2014
Phoenix, AZ
BD
WRP INVESTMENTS, INC. (#7365)
6/27/2013 - 7/9/2014
Phoenix, AZ
BD
JANUS HENDERSON DISTRIBUTORS US LLC (#28832)
7/18/2000 - 4/25/2001
Denver, CO
DC
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Douglas E Connolly

IAR
PR
Experience: 23 years / 6 firms
CRD#: 4219721


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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