Douglas E. Connolly

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

Scottsdale, AZ 85255

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CRD#: 4219721

Professional summary

Douglas E Connolly, who also goes by Doug Edward Connolly, Douglas Edward Connolly, is a registered financial advisor currently at TAYLOR FRIGON CAPITAL MANAGEMENT LLC located in Scottsdale, Arizona and TAYLOR FRIGON FAMILY OFFICE, LLC located in Scottsdale, Arizona.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Edward Connolly | Douglas Edward Connolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Telos Design, LLC Investment Related?: No Address: Scottsdale, AZ Nature: Online Jewelry Position: My wife owns it and I occasionally help out. I have no official capacity. Start date: Approx 12/2019 Hours/Month: 1-2 Hours/Month during Trading: 0 Duties: Assist in making jewelry/fulfilling orders. Name: Boyd LaRosa, LLC Investment Related?: Yes...real estate, not securities Address: Scottsdale, AZ Nature: Real Estate Position: Manager/Member Start date: Started investing in RE is 2013, LLC formed approx. 2014 Hours/Month: 5-10 Hours/Month during Trading: 2 Duties: Directly invest in real estate. Make decisions on residential real estate purchases and management. We currently own 5 properties, but have outsourced the direct property management (3) Name: Arizonation Investment Related?: No Address: Scottsdale, AZ Nature: Retail Position: Owner Start date: 5/2021 Hours/Month: 0 Hours/Month during Trading: 0 Duties: No current activity. This was a business that made and sold t-shirts. (4) Name: Homestead LLC Investment Related?: Yes Address: Chandler, AZ Nature: Real estate. It owns raw land in Northern Arizona. Position: Owner Start date: 5/2021 Hours/Month: 2 Hours/Month during Trading: 1 Duties: Minimal duties, we are planning on using it as a vacation home in the future.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas E Connolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2022 - Present

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

Office #1: 18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255

RIA

CRD#: 142617

Scottsdale, AZ

Current

December 22, 2023 - Present

TAYLOR FRIGON FAMILY OFFICE, LLC

Office #1: 18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255

RIA

CRD#: 323249

Scottsdale, AZ

Past

September 28, 2018 - December 7, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

September 28, 2018 - December 7, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

March 29, 2018 - May 2, 2018

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TEMPE, AZ

Past

March 7, 2018 - May 2, 2018

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TEMPE, AZ

Past

August 14, 2014 - March 23, 2018

CONNOLLY ASSET MANAGEMENT, LLC

RIA

CRD#: 172095

SCOTTSDALE, AZ

Past

August 14, 2013 - July 9, 2014

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

Phoenix, AZ

Past

June 27, 2013 - July 9, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

Phoenix, AZ

Past

July 18, 2000 - April 25, 2001

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

TAYLOR FRIGON CAPITAL MANAGEMENT LLC | VIRNOCHE-FRIGON CAPITAL MANAGEMENT,LLC

CRD#: 142617 / SEC#: 801-67498

RIA

Registered Investment Advisory firm - (2/5/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/28/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/21/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/15/2021

General Securities Sales Supervisor - Options Module Examination

Current Firm

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

TAYLOR FRIGON CAPITAL MANAGEMENT LLC | VIRNOCHE-FRIGON CAPITAL MANAGEMENT,LLC

CRD#: 142617 / SEC#: 801-67498

RIA

Registered Investment Advisory firm - (2/5/2007 Approved)

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Contact information

Main Address

18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255

Mailing Address

Phone number

(805) 226-0280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	493
AUM (Assets Under Management)	$ 299,107,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas E. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas E Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR FRIGON FAMILY OFFICE, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CONNOLLY ASSET MANAGEMENT, LLC

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2018

Series 66

Date: 7/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2018

Series 6

Date: 7/17/2000

Series 10

Date: 6/21/2021

Series 9

Date: 4/15/2021

Current Firm

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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