Douglas R. Bagwell

DB ADVISORS

SPRINGFIELD, MO 65804

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CRD#: 4219659

Professional summary

Douglas Ray Bagwell is a registered financial advisor currently at DB ADVISORS located in Springfield, Missouri.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Ray Bagwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2005 - Present

DB ADVISORS

Office #1: 2200 E. Sunshine St. Suite 324, Springfield, MO 65804

RIA

CRD#: 134485

SPRINGFIELD, MO

Past

August 4, 2000 - December 4, 2001

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/30/2005)

IAR

Nebraska
(3/1/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/3/2000

General Securities Representative Examination

Current Firm

DB ADVISORS

DB ADVISORS | DOUGLASBAGWELL CORP. | DOUGLASBAGWELL & CO. | DOUGLAS BAGWELL CAPITAL, LLC | DOUGLAS BAGWELL & CO., LLC

CRD#: 134485 / SEC#:

Missouri

Registered Investment Advisory firm - (8/30/2005 Approved)

Nebraska

Registered Investment Advisory firm - (3/1/2007 Approved)

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Contact information

Main Address

2200 E. Sunshine Street Suite 324, Springfield, MO 65804

Mailing Address

Phone number

(417) 763-3307

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 45,387,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas R. Bagwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Ray Bagwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

DB ADVISORS

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2005

Series 66

Date: 8/17/2000

Series 7

Date: 8/3/2000

Current Firm

DB ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DB ADVISORS

TRUST BUT VERIFY

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