SA

Song-sil Alexander

PR
PR
sunny alexander
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Song-sil Alexander, who also goes by Sunny Alexander, was a registered financial professional.

Song-sil is a previously registered financial professional and started their career in finance in 2000. Song-sil had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

As of 22 Dec 2021, Song-sil Alexander is no longer a registered financial professional with FINRA or the SEC.

Sign into our membership area to review disclosures and also perform a complimentary background check on this previously registered financial professional to provide an additional layer of due diligence before receiving financial adjacent services from this previously registered financial professional. As a conflict free source of information and statistics, we hope to empower you on your decision of which financial professional to work with through our commitment to greater transparency.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (0)
FAQS
WHAT DOES BEING PREVIOUSLY REGISTERED MEAN?
WHAT IF THIS PERSON APPROACHED ME ABOUT FINANCIAL PRODUCTS AND SERVICES?
CAN A PREVIOUSLY REGISTERED FINANCIAL ADVISOR SELL ME INSURANCES OR ANNUITIES?
COULD THIS FINANCIAL ADVISOR ACTUALLY BE REGISTERED AND THE INFORMATION IS NOT SHOWING CORRECTLY?
WHAT SHOULD I REVIEW IN REGARDS TO THIS PREVIOUSLY REGISTERED FINANCIAL ADVISOR REGARDLESS OF THEIR STATUS?

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
PREVIOUS EMPLOYERS (10)
RIA
LPL FINANCIAL LLC (#6413)
7/5/2016 - 12/22/2021
Brookfield, WI
BD
LPL FINANCIAL LLC (#6413)
6/30/2016 - 12/22/2021
Brookfield, WI
RIA
U.S. BANCORP INVESTMENTS, INC. (#17868)
2/2/2006 - 7/1/2016
Glendale, WI
BD
U.S. BANCORP INVESTMENTS, INC. (#17868)
2/2/2006 - 7/1/2016
Glendale, WI
RIA
WELLS FARGO CLEARING SERVICES, LLC (#19616)
7/20/2005 - 7/20/2005
Milwaukee, WI
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
7/1/2005 - 2/3/2006
St. Louis, MO
BD
U.S. BANCORP INVESTMENTS, INC. (#17868)
12/1/2001 - 7/6/2005
Saint Paul, MN
BD
FIRSTAR INVESTMENT SERVICES,INC. (#14536)
10/8/2001 - 12/1/2001
Morris Plains, NJ
BD
METROPOLITAN LIFE INSURANCE COMPANY (#4095)
7/14/2000 - 9/24/2001
New York, NY
BD
MSI FINANCIAL SERVICES, INC. (#14251)
7/14/2000 - 9/24/2001
Springfield, MA
SA
Claim Profile

Song-sil Alexander

PR
PR
Experience: 23 years / 6 firms
CRD#: 4219525
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in USA Today
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As featured in Financial Planning
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