GM

Ginger L. Mitchell

PR
ginger l. forsee,ginger f kemper,ginger l mitchell
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Ginger L. Mitchell, who also goes by Ginger L. Forsee, Ginger F Kemper, Ginger L Mitchell, was a registered financial professional.

Ginger is a previously registered financial professional and started their career in finance in 2006. Ginger had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

As of 04 Feb 2022, Ginger Mitchell is no longer a registered financial professional with FINRA or the SEC.

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Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (0)
FAQS
WHAT DOES BEING PREVIOUSLY REGISTERED MEAN?
WHAT IF THIS PERSON APPROACHED ME ABOUT FINANCIAL PRODUCTS AND SERVICES?
CAN A PREVIOUSLY REGISTERED FINANCIAL ADVISOR SELL ME INSURANCES OR ANNUITIES?
COULD THIS FINANCIAL ADVISOR ACTUALLY BE REGISTERED AND THE INFORMATION IS NOT SHOWING CORRECTLY?
WHAT SHOULD I REVIEW IN REGARDS TO THIS PREVIOUSLY REGISTERED FINANCIAL ADVISOR REGARDLESS OF THEIR STATUS?

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
PREVIOUS EMPLOYERS (3)
BD
FIDELITY BROKERAGE SERVICES LLC (#7784)
4/14/2010 - 2/4/2022
Covington, KY
BD
FIDELITY BROKERAGE SERVICES LLC (#7784)
1/1/2008 - 8/7/2009
Covington, KY
BD
FIDELITY DISTRIBUTORS COMPANY LLC (#17507)
3/24/2006 - 1/1/2008
Covington, KY
GM
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Ginger L. Mitchell

PR
Experience: 17 years / 2 firms
CRD#: 4219523
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in Usnews
As featured in USA Today
Los Angeles Times logo
inc logo
As featured in Financial Planning
As featured in InvestmentNews
As featured in Financial Advisor Magazine
inc logo
Citywire logo
BuiltinLA logo
PlanAdviser logo
Los Angeles Business Journal logo

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