Robert A Pedersen, who also goes by Robert Arthur Pedersen, is a registered financial professional at NOMURA SECURITIES INTERNATIONAL, INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
New York (9/16/2020)
SRO REGISTRATIONS (15)
BOX Exchange LLC APPROVED
Cboe BYX Exchange, Inc. APPROVED
Cboe BZX Exchange, Inc. APPROVED
Cboe C2 Exchange, Inc. APPROVED
Cboe EDGA Exchange, Inc. APPROVED
Cboe EDGX Exchange, Inc. APPROVED
Cboe Exchange, Inc. APPROVED
NYSE American LLC APPROVED
NYSE Arca, Inc. APPROVED
NYSE Chicago, Inc. APPROVED
Nasdaq ISE, LLC APPROVED
Nasdaq PHLX LLC APPROVED
Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
NOMURA SECURITIES INTERNATIONAL, INC. (#4297)
Worldwide Plaza, 309 West 49th Street, New York, NY, 10019
9/16/2020 - Current
PREVIOUS EMPLOYERS (3)
DNB MARKETS, INC. (#127605)
1/27/2010 - 10/5/2018
New York, NY
GOLDMAN SACHS & CO. LLC (#361)
9/14/2005 - 4/7/2009
New York, NY
MORGAN STANLEY & CO. LLC (#8209)
8/30/2004 - 9/9/2005
New York, NY
Robert A Pedersen
Experience: 19 years / 4 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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