Melissa C. Brooks

ALLIANZ LIFE FINANCIAL SERVICES

Minneapolis, MN 55416

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CRD#: 4219393

Professional summary

Melissa Cawood Brooks, who also goes by Missy Brooks, Melissa Cawood Strehl, Melissa Strehl, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2011. Melissa has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Missy Brooks | Melissa Cawood Strehl | Melissa Strehl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Cawood Brooks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2017 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416

CRD#: 612

Minneapolis, MN

Past

April 10, 2019 - September 11, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

March 19, 2019 - April 8, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

March 8, 2011 - June 2, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/7/2011

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416-1297

Mailing Address

P O Box 1117, Minneapolis, MN 55440-1117

Phone number

(763) 765-6500

Established

Minnesota since 11/20/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA	OWNER
DIAN, MATTHEW CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2246088
GAUMOND, WILLIAM EDWARD	DIRECTOR	5294073
HELMEN, JOHN CURTIS	ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS	4988276
LORD-KRAHN, KRISTINE MARIE	CHIEF LEGAL OFFICER	4241291
THOMES, ERIC JON	CHIEF EXECUTIVE OFFICER	4645308
WALTHER, COREY JAY	PRESIDENT	2398952
WYSOCKI, REBECCA	PRINCIPAL FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	CHIEF FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	PRINCIPAL OPERATIONS OFFICER	6558204

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Melissa C. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Cawood Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2012

Series 24

Date: 10/22/2012

Series 27

Date: 3/7/2011

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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