Alexander Sheshunoff
Professional summary
Alexander Sheshunoff SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alexander is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Alexander had worked at 1 firm, which includes AFFILIATED BANKERS CAPITAL L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1997 - October 25, 2004
AFFILIATED BANKERS CAPITAL, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/4/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
AFFILIATED BANKERS CAPITAL, L.L.C.
CRD#: 42842 / SEC#: , 8-50032
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHESHUNOFF, GABRIELLE MARTHA | OWNER | 2862545 |
| 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| THE 1999 ALEXANDER AUSTIN SHESHUNOFF, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | |
| ADAMS, JOHN WAYNE | PRINCIPAL - MANAGER, HEAD OF INVESTMENT BANKING, POO | 2867107 |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, 1999 ALEXANDER AUSTIN SHESHUNOFF GENERATION SKIPPING FAMILY TRUST | |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, THE 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | |
| NOON, CHRISTOPHER MICHAEL | DIRECTOR, PRINCIPAL, CCO, FINOP | 5373985 |
Red Flags
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