BP

Brian William Pacen

IAR
RR
brian w pacen,brian pacen
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Brian William Pacen, CFP, CIMA, CPWA, who also goes by Brian W Pacen, Brian Pacen, is a registered financial advisor at CREATIVEONE SECURITIES, LLC located in Berlin, Maryland.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
1. THE SAWYER GROUP; Portfolio Manager; Financial planning, sales and service of fixed insurance products; no ownership; 20+/month
Run a background check on this advisor normally 100 dollars for free
CREDENTIALS
CREDENTIALS (3)
CFP: Certified Financial Planner
Certified Financial Planner
CIMA: Certified Investment Management Analyst
Certified Investment Management Analyst
CPWA: Certified Private Wealth Advisor
Certified Private Wealth Advisor
Begin Date: 2020-07-21 / Expire date: 2024-03-31
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (7)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Delaware (10/12/2016)
RR
Florida (1/2/2019)
RR
Maryland (10/12/2016)
IAR
Maryland (10/12/2016)
RR
North Carolina (1/3/2020)
RR
Pennsylvania (2/27/2018)
RR
Virginia (11/4/2019)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
CREATIVEONE SECURITIES, LLC (#152974)
10102 Fast Colors Lane, Berlin, MD, 21811
10/12/2016 - Current
BD
CREATIVEONE SECURITIES, LLC (#152974)
10102 Fast Colors Lane, Berlin, MD, 21811
10/12/2016 - Current
PREVIOUS EMPLOYERS (10)
RIA
INVESTMENT ADVISORS CORP (#117531)
1/20/2016 - 10/13/2016
Owings Mills, MD
BD
BROKER DEALER FINANCIAL SERVICES CORP. (#8073)
1/20/2016 - 10/13/2016
Owings Mills, MD
RIA
SAGEPOINT FINANCIAL, INC. (#133763)
7/7/2014 - 1/9/2016
Baltimore, MD
BD
SAGEPOINT FINANCIAL, INC. (#133763)
5/1/2014 - 1/9/2016
Baltimore, MD
RIA
CHARLES SCHWAB & CO., INC. (#5393)
3/6/2013 - 4/21/2014
Towson, MD
BD
CHARLES SCHWAB & CO., INC. (#5393)
3/6/2013 - 4/21/2014
Towson, MD
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
11/23/2011 - 3/4/2013
Baltimore, MD
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
10/21/2011 - 3/4/2013
Baltimore, MD
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
7/28/2011 - 8/24/2011
Timonium, MD
BD
PRUCO SECURITIES, LLC. (#5685)
5/4/2010 - 1/4/2011
York, PA
BP
Claim Profile

Brian William Pacen

IAR
RR
CFP: Certified Financial Planner
CIMA: Certified Investment Management Analyst
CPWA: Certified Private Wealth Advisor
Experience: 13 years / 8 firms
CRD#: 4219262


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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