Joseph Paul Turso is a registered financial professional at BOFA SECURITIES, INC. located in Scottsdale, Arizona.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (25)
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Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
BOFA SECURITIES, INC. (#283942)
14636 N Scottsdale Rd Gbam - Global Commercial Banking, Scottsdale, AZ, 85254
5/10/2019 - Current
PREVIOUS EMPLOYER (1)
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
10/9/2015 - 5/10/2019
Joseph Paul Turso
Experience: 8 years / 2 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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