Michael W. Thicksten

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CRD#: 4219184

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael W Thicksten was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2004 - September 19, 2013

HARRIS ASSOCIATES SECURITIES L.P.

CRD#: 6959

CHICAGO, IL

Past

November 29, 2000 - April 14, 2004

COYLE SECURITIES, L.L.C.

CRD#: 43804

GLENVIEW, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/2000

General Securities Representative Examination

Current Firm

HARRIS ASSOCIATES SECURITIES L.P.

HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.

CRD#: 6959 / SEC#: , 8-19988

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Mailing Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Phone number

(312) 646-3600

Established

Delaware since 12/12/1986

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HARRIS ASSOCIATES L.P.	LIMITED PARTNER
HARRIS ASSOCIATES INC.	GENERAL PARTNER
KELLER, CHRISTOPHER WOLFGANG	PRESIDENT	2865184
PIETRAS, MICHAEL	CHIEF COMPLIANCE OFFICER	4278774
WEBER, ZACHARY DAVID	PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	5483343
WRIGHT, RANA JEWEL	CHIEF LEGAL AND ADMINISTRATIVE OFFICER	6357277

Disclosures

Regulatory Event

Red Flags

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