WS

William Gale Stracener

IAR
RR
billy stracener
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

William Gale Stracener, who also goes by Billy Stracener, is a registered financial advisor at LPL FINANCIAL LLC located in Lafayette, Louisiana.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. William has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1) 07/17/2023 - Trace Partners Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (6)
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RR
Arkansas (8/14/2023)
RR
Louisiana (8/14/2023)
IAR
Louisiana (8/14/2023)
RR
Mississippi (8/14/2023)
RR
Texas (8/14/2023)
IAR
Texas (8/14/2023) RESTRICED
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
LPL FINANCIAL LLC (#6413)
1201 Camellia Blvd Suite 213, Lafayette, LA, 70508
8/14/2023 - Current
BD
LPL FINANCIAL LLC (#6413)
1201 Camellia Blvd Suite 213, Lafayette, LA, 70508
8/14/2023 - Current
PREVIOUS EMPLOYERS (10)
RIA
CETERA INVESTMENT ADVISERS LLC (#105644)
6/29/2023 - 8/16/2023
Lafayette, LA
RIA
CETERA ADVISOR NETWORKS LLC (#13572)
5/20/2021 - 6/29/2023
Lafayette, LA
BD
CETERA ADVISOR NETWORKS LLC (#13572)
9/20/2019 - 8/16/2023
Lafayette, LA
RIA
SUMMIT FINANCIAL GROUP INC (#109485)
11/18/2015 - 5/20/2021
Lafayette, LA
BD
SUMMIT BROKERAGE SERVICES, INC. (#34643)
11/18/2015 - 9/20/2019
Lafayette, LA
RIA
ROYAL ALLIANCE ASSOCIATES, INC. (#23131)
5/3/2010 - 11/20/2015
Lafayette, LA
BD
ROYAL ALLIANCE ASSOCIATES, INC. (#23131)
8/16/2002 - 11/20/2015
Lafayette, LA
RIA
WADDELL & REED (#866)
6/17/2002 - 8/20/2002
Baton Rouge, LA
BD
WADDELL & REED (#866)
10/9/2001 - 8/20/2002
Overland Park, KS
BD
MORGAN STANLEY DW INC. (#7556)
2/8/2001 - 10/26/2001
Purchase, NY
WS
Claim Profile

William Gale Stracener

IAR
RR
Experience: 22 years / 8 firms
CRD#: 4219142


LOCATION
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