Gregory B. Ingram

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CRD#: 4219089

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory B Ingram was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2010 - May 3, 2013

JEFFERIES LLC

CRD#: 2347

CHARLOTTE, NC

Past

June 8, 2009 - July 21, 2010

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHARLOTTE, NC

Past

September 14, 2006 - May 4, 2009

WELLS FARGO SECURITIES, LLC

CRD#: 126292

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2006

General Securities Representative Examination

Current Firm

JEFFERIES LLC

JEFFERIES & COMPANY, INC. | JEFFERIES LLC

CRD#: 2347 / SEC#: , 8-15074

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

520 Madison Avenue 16th Floor, New York, NY 10022

Phone number

(212) 284-2300

Established

Delaware since 03/01/2013

Firm type

Limited Liability Company

Fiscal year end

November

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JEFFERIES FINANCIAL GROUP INC	DIRECT OWNER
CAGNO, MARK LAWRENCE	GLOBAL CONTROLLER, MANAGING DIRECTOR	2510148
FISCELLA, MICHAEL EUGENE	GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR	2490187
FORLENZA, PETER CHARLES	GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR	2366985
FRIEDMAN, BRIAN PAUL	DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE	1298550
HANDLER, RICHARD BRIAN	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR	1563245
LARSON, MATTHEW SCOTT	EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER	2605152
SCORAN, LAURI A	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR	2060170
SHARP, MICHAEL JAMES	GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT	1013864
STACCONI, JOHN FRANCO	TREASURER	1814227

Disclosures

Regulatory Event	133
Arbitration	4

Red Flags

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