William F. Formosa
Professional summary
William Francis Formosa is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2001. William has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Francis Formosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2007 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY, 10036March 21, 2001 - July 9, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/22/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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