Rob Craft, who also goes by Rob A Craft, Robert A Craft, Robert Craft, is a registered financial advisor at SENTINEL ASSET MANAGEMENT, LLC located in Wallingford, Connecticut.
Rob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rob has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (0)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
SENTINEL ASSET MANAGEMENT, LLC (#302082)
1062 Barnes Road Suite 107, Wallingford, CT, 06492
9/8/2021 - Current
PREVIOUS EMPLOYERS (3)
T. ROWE PRICE ASSOCIATES, INC. (#105496)
11/1/2017 - 10/22/2019
T. ROWE PRICE INVESTMENT SERVICES, INC. (#8348)
5/2/2014 - 10/22/2019
Owings Mills, MD
ALLIANCEBERNSTEIN INVESTMENTS, INC. (#14549)
8/7/2000 - 9/10/2013
New York, NY
Experience: 23 years / 4 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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