Brenda A. Puccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Ann Puccio was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 2000. Brenda had worked at 3 firms and has passed the Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2011 - October 24, 2012
SSR LLC
July 30, 2003 - June 16, 2008
MORGAN STANLEY & CO. LLC
August 30, 2000 - July 24, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SSR LLC
CRD#: 151448 / SEC#: , 8-68373
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
