BT
Brooke R Thompson
IAR
RR
OVERVIEW
Brooke R Thompson is a registered financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in Chicago, Illinois.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brooke has worked at 1 firm and has passed the Series 66, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.
Disclosures
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Advisor Information
Firm Information
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BT
Brooke R Thompson
IAR
RR
Experience: 22 years / 1 firms
CRD#: 4218986
LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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