Barry Scott Hurewitz, who also goes by Barry Scott Scott Hurewitz, is a registered financial professional at UBS FINANCIAL SERVICES INC. located in Weehawken, New Jersey.
Barry is registered as a RR (Registered Representative) and started their career in finance in 2005. Barry has worked at 3 firms and has passed the SIE, Series 87, Series 7 and Series 24 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (10)
BOX Exchange LLC APPROVED
Cboe Exchange, Inc. APPROVED
NYSE American LLC APPROVED
NYSE Arca, Inc. APPROVED
NYSE Chicago, Inc. APPROVED
Nasdaq ISE, LLC APPROVED
Nasdaq PHLX LLC APPROVED
Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
UBS FINANCIAL SERVICES INC. (#8174)
1200 Harbor Boulevard, Weehawken, NJ, 07086
1/21/2022 - Current
PREVIOUS EMPLOYERS (2)
UBS SECURITIES LLC (#7654)
1/2/2014 - 1/21/2022
New York, NY
MORGAN STANLEY & CO. LLC (#8209)
1/26/2005 - 12/23/2013
New York, NY
Barry Scott Hurewitz
Experience: 18 years / 3 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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