KK

Krista Tracy Kenney

IAR
RR
krista t kenney,krista tracy kenney,krista michelle tracy kenney,krista kenney,krista m tracy,krista michelle tracy,krista tracy
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Krista Tracy Kenney, who also goes by Krista T Kenney, Krista Tracy Kenney, Krista Michelle Tracy Kenney, Krista Kenney, Krista M Tracy, Krista Michelle Tracy, Krista Tracy, is a registered financial advisor at RAYMOND JAMES & ASSOCIATES, INC. located in Destin, Florida.

Krista is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Krista has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
Florida (10/1/2018)
IAR
Florida (1/14/2019)
SRO REGISTRATIONS (5)
RR
FINRA APPROVED
RR
NYSE American LLC APPROVED
RR
Nasdaq PHLX LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
RAYMOND JAMES & ASSOCIATES, INC. (#705)
34851 Emerald Coast Parkway Suite 200, Destin, FL, 32541
1/14/2019 - Current
BD
RAYMOND JAMES & ASSOCIATES, INC. (#705)
34851 Emerald Coast Parkway Suite 200, Destin, FL, 32541
9/28/2018 - Current
PREVIOUS EMPLOYERS (6)
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
1/29/2009 - 8/7/2009
Fort Walton Beach, FL
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
1/26/2009 - 8/7/2009
Fort Walton Beach, FL
RIA
WELLS FARGO CLEARING SERVICES, LLC (#19616)
10/25/2007 - 12/22/2008
Destin, FL
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
10/1/2007 - 12/22/2008
Destin, FL
BD
UBS FINANCIAL SERVICES INC. (#8174)
5/10/2006 - 10/9/2007
Destin, FL
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
10/7/2003 - 4/17/2006
St. Louis, MO
KK
Claim Profile

Krista Tracy Kenney

IAR
RR
Experience: 20 years / 4 firms
CRD#: 4218922


LOCATION
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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