Theodore Rupp, who also goes by Theodore Jay Rupp, is a registered financial advisor at KOVITZ INVESTMENT GROUP PARTNERS, LLC located in Chicago, Illinois.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Theodore has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 27, Series 4 and Series 53 exams.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Chicago Capital Partners Management, LLC - 115 S. LaSalle St. 27th Floor, Chicago, IL, Exempt reporting adviser, acting as adviser solely with respect to private equity funds, President/Secretary, Jan. 2016, 80 hours per month total and during trading hours.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (0)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
KOVITZ INVESTMENT GROUP PARTNERS, LLC (#282241)
71 S Wacker Drive Suite 1860, Chicago, IL, 60606
1/4/2016 - Current
PREVIOUS EMPLOYERS (3)
KOVITZ SECURITIES, LLC (#129878)
5/28/2004 - 11/13/2020
KOVITZ INVESTMENT GROUP, LLC (#127880)
11/6/2003 - 12/31/2015
ROTHSCHILD INVESTMENT LLC (#728)
8/8/2000 - 10/1/2004
Experience: 23 years / 4 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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