advisor profile

Clode Moradi

IAR
PR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Clode Moradi, CFP is a registered financial advisor at BRILLIANT FINANCIAL STRATEGIES LLC located in Waco, Texas.

Clode is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clode has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Services Offered
Investment Planning
Comprehensive Financial Planning
Tax Planning
Estate Planning
Retirement Planning
Insurance Planning
Small Business Planning
Employee and Employer Plan Benefits
Other Business
[ISMART, LLC BDA SMARTSTART INSURANCE SOLUTIONS; MEMBER; INVESTMENT RELATED; INSURANCE COMPANY OR AGENCY; 315 ARDEN AVE. SUITE 20, GLENDALE, CA 91203; LIFE, DISABILITY, LTC INSURANCE ; DUTIES: NONE DAILY, ONLY CONSULTING THROUGH BFS; 2019-08-15; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 3;] Brilliant Tax and Accounting Services; investment related: No; 315 Arden Ave. Suite 20, Glendale, CA 91203; Entity formation such as LLC's, S-Corps, C-Corps, etc. This is done through Brilliant Tax and Accounting Services. Brilliant Tax pays Brilliant Financial Strategies for consulting on these matters and the formation of such entities.; Consultant; Consulting; 2019-09-02; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.
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CREDENTIALS
CREDENTIALS (1)
CFP: Certified Financial Planner
Certified Financial Planner
Begin Date: 2018
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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IAR
California (4/6/2018)
IAR
Texas (11/19/2021)
SRO REGISTRATIONS (0)

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
RIA
BRILLIANT FINANCIAL STRATEGIES LLC (#292622)
Waco, TX
4/6/2018 - Current
PREVIOUS EMPLOYERS (3)
RIA
EAGLE STRATEGIES LLC (#110826)
11/4/2011 - 4/5/2018
La Crescenta, CA
BD
NYLIFE SECURITIES LLC (#5167)
8/26/2004 - 4/5/2018
La Crescenta, CA
BD
NYLIFE SECURITIES LLC (#5167)
10/11/2000 - 12/16/2002
New York, NY
advisor profile
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Clode Moradi

IAR
PR
CFP: Certified Financial Planner
Experience: 23 years / 3 firms
CRD#: 4218783


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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