Mark J. Murphy

SEQUOIA WEALTH MANAGEMENT

Chicago, IL 60607

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CRD#: 4218727

Professional summary

Mark Joseph Murphy, who also goes by Mark J. Murphy, is a registered financial advisor currently at SEQUOIA WEALTH MANAGEMENT, LLC located in Chicago, Illinois and JMC WEALTH located in Chicago, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark J. Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 10/21/2014: JMC WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1017 W WASHINGTON BLVD, 3E, CHICAGO, IL 60607 - HYBRID ADMIN (2) 12/03/2014: JMC WEALTH MANAGEMENT, INC. (ADMIN ONLY) - INV REL - 1017 W WASHINGTON BLVD, 3E, CHICAGO, IL 60607 - REGISTERED INVESTMENT ADVISOR - 10% OF TIME SPNET - ADMIN CAPACITY ONLY. (3) 2/12/2016: Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 5% - Administrative staff for hybrid RIA. (4) 08/21/2017 - JMC Wealth - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Started date 08/17/2017 - 160 hours per month during securities trading. (5) 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 6 LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 10/2014 INVESTMENT RELATED (6) 11/10/2023 - JMC Wealth Management, Inc. - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Advisor - Started: 1/1/2019 - 20 Hrs/Mo During Trading - I provide financial planning and consulting services through JMC Wealth Management, Inc., an independent investment advisor firm.� I started this business activity in 1/2019.�I expect to spend approximately 20 hours per month on this activity.�Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.�The advisory firm is separate from and independent of LPL Financial.

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2016 - Present

SEQUOIA WEALTH MANAGEMENT, LLC

Office #1: 1017 W. Washington, Suite 3h, Chicago, IL 60607

RIA

CRD#: 170543

Chicago, IL

Current

January 6, 2017 - Present

JMC WEALTH

Office #1: 1017 West Washington Boulevard Suite 3e, Chicago, IL 60607-2107

RIA

CRD#: 140984

Chicago, IL

Current

February 20, 2015 - Present

LPL FINANCIAL LLC

Office #1: 1017 W Washington Blvd Unit 3h, Chicago, IL 60607

RIA

CRD#: 6413

Chicago, IL

Past

March 28, 2016 - October 8, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/19/2021)

Illinois
(1/22/2016)

IAR

Illinois
(4/18/2016)

Iowa
(5/14/2020)

Massachusetts
(4/20/2021)

New York
(8/23/2024)

Texas
(3/14/2024)

Virginia
(10/9/2020)

Wisconsin
(3/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

200 Applebee St Suite 208, Barrington, IL 60010

Mailing Address

Phone number

(847) 310-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/14/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 514,331,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.