AS
Andrew Drake Sawyer
IAR
PR
OVERVIEW
Andrew Drake Sawyer is a registered financial advisor at THAMES FINANCIAL MANAGEMENT located in Norwich, Connecticut.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 3 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Disclosures
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Advisor Information
Firm Information
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AS
Andrew Drake Sawyer
IAR
PR
Experience: 23 years / 3 firms
CRD#: 4218645
LOCATION
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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