Daniel Joseph Mattio
Professional Summary
Daniel Joseph Mattio, who also goes by Daniel Joseph Mattio IV, is a registered financial advisor currently at FBN SECURITIES, INC. located in Summit, New Jersey. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Joseph Mattio Iv
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Current Firm
FBN SECURITIES, INC. | FLOOR BROKER NETWORK, INC.
Contact Information
Main Address
112 West 34th Street 17th Floor, New York, NY 10120Mailing Address
112 West 34th Street 18th Floor, New York, NY 10120Phone Number
(212) 571-2722Established
New York since 03/23/1983Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
(3/3/2026)
(3/3/2026)
(3/3/2026)
(3/3/2026)
(3/3/2026)
(3/3/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Mattio's CRS (Customer Relationship Summary).
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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