David J. Matheson

CROSSMARK GLOBAL INVESTMENTS

Houston, TX 77079

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CRD#: 4218597

Professional summary

David John Matheson, who also goes by Dave Matheson, is a registered financial advisor currently at CROSSMARK GLOBAL INVESTMENTS, INC. located in Houston, Texas and CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Matheson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAJOR LEAGUE BASEBALL; NOT INVESTMENT RELATED; 245 PARK AVE, NEW YORK NEW YORK 10167; SPORTS/ENTERTAINMENT; OFFICIAL SCORER; START: 6/2001; 12HRS/MO; NOT DURING TRADING HOURS; REPORT OFFICIAL STATISTICS FROM HOUSTON ASTROS GAMES TO MAJOR LEAGUE BASEBALL OFFICIAL STATISTICIAN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Matheson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

CROSSMARK GLOBAL INVESTMENTS, INC.

Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079

RIA

CRD#: 113360

Houston, TX

Current

June 24, 2025 - Present

CROSSMARK DISTRIBUTORS, INC.

Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079

CRD#: 14970

Houston, TX

Past

January 1, 2010 - May 28, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

June 29, 2005 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

October 12, 2000 - May 22, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/15/2025)

Delaware
(7/14/2025)

District of Columbia
(7/14/2025)

Maine
(7/15/2025)

Maryland
(7/24/2025)

Massachusetts
(8/4/2025)

New Hampshire
(7/14/2025)

New Jersey
(7/14/2025)

New York
(7/11/2025)

North Carolina
(7/14/2025)

Pennsylvania
(7/14/2025)

Rhode Island
(7/14/2025)

Texas
(7/11/2025)

IAR

Texas
(7/11/2025)

Vermont
(7/11/2025)

Virginia
(7/11/2025)

West Virginia
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2025

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/27/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/24/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

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Contact information

Main Address

15375 Memorial Drive Suite 200, Houston, TX 77079

Mailing Address

Phone number

(713) 260-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CROSSMARK GLOBAL INVESTMENTS FORM ADV PARTS 2A AND 2B REV JUNE 30 2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	5,314
AUM (Assets Under Management)	$ 7,093,712,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Matheson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Matheson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSMARK DISTRIBUTORS, INC.

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

CROSSMARK GLOBAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2025

Series 65

Date: 6/27/2005

Series 63

Date: 7/29/2002

Series 7TO

Date: 6/24/2025

SIE

Date: 6/23/2025

Series 7

Date: 3/14/2006

Series 6

Date: 10/11/2000

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSSMARK GLOBAL INVESTMENTS, INC.

TRUST BUT VERIFY

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