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John J Stewart

CRD# 4218534·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John J Stewart was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2000 - 2013. John had worked at 4 firms and has passed the Series 63, Series 87, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

GREEN STREET TRADING, LLC·CRD# 28937
BD
Newport Beach, CA
July 1, 2008 - September 16, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
July 12, 2006 - March 28, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 20, 2004 - June 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 19, 2003 - July 7, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 14, 2000 - May 19, 2003

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Current Firm

GS
GREEN STREET TRADING, LLC

GREEN STREET ADVISORS, INC. | GREEN STREET TRADING, LLC | GREEN STREET ADVISORS, LLC

CRD#: 28937 / SEC#: 801-67196, 8-44110
BD
Terminated by SEC on 01/26/2020

Contact Information

Established

California since 12/07/1987

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (9/29/2014)

Direct owners and executive officers

NamePositionCRD#
GREEN STREET ADVISORS, LLCMEMBER172378
FRANCIS, ROBYN ANNCHIEF COMPLIANCE OFFICER / AML-CO4844221
LEUPOLD, CRAIG ARTHURPRESIDENT2487095
MEISTER, JEFFREY ALLANFINOP, CFO6585890
SULLIVAN, JAMES PATRICKSECRETARY2570940

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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