Wallace B. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wallace Barry Bennett MR., who also goes by Wallace Barry Bennett, was a registered financial professional .
Wallace is a previously registered financial professional and started their career in finance in 2000. Wallace had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2013 - December 31, 2022
BENNETT WEALTH ADVISORS
April 14, 2008 - September 17, 2010
GWN SECURITIES INC.
October 30, 2006 - November 29, 2007
PLANMEMBER SECURITIES CORPORATION
February 15, 2006 - February 22, 2006
OBS BROKERAGE SERVICES, INC.
December 6, 2004 - December 31, 2005
STUART SECURITIES CORP.
February 3, 2004 - December 14, 2004
PLANMEMBER SECURITIES CORPORATION
July 7, 2000 - November 14, 2003
PLANMEMBER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENNETT WEALTH ADVISORS
CRD#: 167496 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 21,377,225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
