Peter Romano
Professional summary
Peter Romano, who also goes by Peter M. Romano, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Romano's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 568 Yamato Rd. 3rd Floor, Boca Raton, FL 33431October 19, 2005 - November 22, 2005
GREAT EASTERN SECURITIES, INC.
August 15, 2002 - October 28, 2003
METROPOLITAN LIFE INSURANCE COMPANY
August 15, 2002 - October 28, 2003
MSI FINANCIAL SERVICES, INC.
April 27, 2001 - July 31, 2002
FEDERATED SECURITIES, INC.
January 17, 2001 - April 11, 2001
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2026)
(2/24/2026)
Exams
Series 7TO
Date: 11/17/2025
General Securities Representative ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Boca Raton, FL 33431TRUST BUT VERIFY
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