Rajesh Jha

HALO CAPITAL MANAGEMENT

VIENNA, VA

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CRD#: 4217705

Professional summary

Rajesh Jha, who also goes by Raj Jha, is a registered financial advisor currently at HALO CAPITAL MANAGEMENT, LLC located in Vienna, Virginia.

Rajesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rajesh has worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raj Jha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HALO CAPITAL PARTNERS LLC, NON-INVESTMENT RELATED,2010 CORPORATE RIDGE SUITE 700, MCLEAN, VA 22182, STRATEGIC CONSULTING, PRINCIPAL, STARTED 01/01/2006, PART TIME, BUSINESS DESCRIPTION - STRATEGIC ADVICE RELATED TO BUSINESS DEVELOPMENT, CORPORATE DEVELOPMENT, TECHNOLOGY LICENSING, STRATEGIC ALLIANCE, ETC.; HALO CAPITAL MANAGEMENT, LLC; REGISTERED INVESTMENT ADVISER; FEE BASED INVESTMENT ADVICE; STARTED 2010; PART TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajesh Jha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2010 - Present

HALO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154898

VIENNA, VA

Past

April 6, 2011 - February 23, 2012

INTERNET SECURITIES

CRD#: 102800

OAKLAND, CA

Past

November 3, 2008 - December 15, 2009

INTERNET SECURITIES

RIA

CRD#: 102800

OAKLAND, CA

Past

August 24, 2006 - December 15, 2009

INTERNET SECURITIES

CRD#: 102800

OAKLAND, CA

Past

February 16, 2005 - January 3, 2006

EMERGING GROWTH EQUITIES, LTD.

CRD#: 47040

KING OF PRUSSIA, PA

Past

June 28, 2004 - March 2, 2005

THE KEYSTONE EQUITIES GROUP, L.P.

CRD#: 127529

AMBLER, PA

Past

October 23, 2000 - July 30, 2002

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/22/2018)

IAR

Texas
(4/9/2018)

IAR

Virginia
(8/31/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/2000

General Securities Representative Examination

Current Firm

HALO CAPITAL MANAGEMENT, LLC

HALO CAPITAL MANAGEMENT, LLC | HALO CAPITAL PARTNERS, LLC

CRD#: 154898 / SEC#:

Maryland

Registered Investment Advisory firm - (5/17/2018 Approved)

Texas

Registered Investment Advisory firm - (4/6/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/31/2010 Approved)

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Contact information

Main Address

4000 Legato Road Suite 1100, Fairfax, VA 22033

Mailing Address

Phone number

(703) 873-7591

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 42,236,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rajesh Jha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajesh Jha's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNET SECURITIES

INTERNET SECURITIES

INTERNET SECURITIES

EMERGING GROWTH EQUITIES, LTD.

THE KEYSTONE EQUITIES GROUP, L.P.

FERRIS, BAKER WATTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2010

Series 66

Date: 8/29/2007

Series 63

Date: 10/6/2004

Series 7

Date: 10/20/2000

Current Firm

HALO CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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