Michael A. Bartlett

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CRD#: 4217688

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Aloys Bartlett was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 4 firms and has passed the Series 66, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2012 - May 9, 2014

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

RIA

CRD#: 158416

PEPPER PIKE, OH

Past

February 15, 2007 - February 20, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

CLEVELAND, OH

Past

February 13, 2007 - May 14, 2008

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

August 6, 2004 - February 16, 2007

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

December 7, 2000 - March 4, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

LAKE FOREST, IL

Past

July 19, 2000 - March 4, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

ELIZABETH PARK CAPITAL ADVISORS, LTD | ELIZABETH PARK CAPITAL MANAGEMENT, LTD. (RELYING ADVISER) | ELIZABETH PARK CAPITAL MANAGEMENT, LTD

CRD#: 158416 / SEC#: 801-79370

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Ohio

Registered Investment Advisory firm - (5/9/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/27/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 9/7/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/18/2000

General Securities Representative Examination

Current Firm

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

ELIZABETH PARK CAPITAL ADVISORS, LTD | ELIZABETH PARK CAPITAL MANAGEMENT, LTD. (RELYING ADVISER) | ELIZABETH PARK CAPITAL MANAGEMENT, LTD

CRD#: 158416 / SEC#: 801-79370

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Ohio

Registered Investment Advisory firm - (5/9/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/27/2012 Terminated)

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Contact information

Main Address

30100 Chagrin Blvd. Suite 250, Pepper Pike, OH 44124

Mailing Address

Phone number

(216) 292-5711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PART 2A DISCLOSURE DOCUMENT (3/31/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 373,941,296

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Bartlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

WILLIAM BLAIR

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2000

Series 87

Date: 9/7/2004

Series 7

Date: 7/18/2000

Current Firm

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

TRUST BUT VERIFY

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